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How to benefit from the IEC communication standards?

 J.A.W. Jansen van der Sligte

T&D World Readers' Forum, Oct 8 2002

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Instructions for the paper preparation of SEE Workshop

Abstract:  

This paper explains in summary the communication protocols, standardisation, project approach and testing activities for the utility industry. An additional paper or further explanation is available on request.

Looking at the IEC 60870-5 series, we see that after some bad practical experiences building up a multivendor telecontrol system, several utilities already have started and follow with success the structured project approach[1]. We are convinced this approach leads the utility to an open and interoperable telecontrol environment and maximises utilities’ benefits of standardisation, whatever the kind of open protocol.

IEC TC57 is the standardisation body that has defined – and is still doing so – communication and interface standards for the utility industry within control centres, within substations, telecontrol standards between controls centres and substations and also for exchange of trade information. Figure 1 shows the applicable IEC standards. One of the standards is the IEC 60870-5 standard series, published the 90s and still being updated regularly for new technology and practical experience. The serial versions TCS101 and PCS103 are used all over the world and utilities still decide to migrate from proprietary protocols to these standards. The TCS104, which was published by the end of 2000, has great potential, because it is based on TCS101 (easy migration) and uses broadband (TCP/IP) technology (efficient use of infrastructure).

Publication of IEC 61850 this year may give the impression that it will replace the IEC 60870-5 series. At the moment we feel this will not be the case, but in the future it is certainly a possibility, when new technologies, the infrastructure, IT systems and standards will be evolving to meet the necessary requirements. In fact, the purpose of both protocols is quite different, as shown in Figure 1. At the moment investments are made at utilities and proven technology may be preferred to the latest technology. For newly built substations IEC 61850 definitely is the preferred option, but for the near future not for telecontrol.

Therefore, it still is important to take care of the interoperability of the Telecontrol system when using IEC 60870-5 series, because equipment will be used for many years and at a certain moment migration is an issue. Migrating from an open system based on IEC 60870-5 is much easier and cost-effective compared to an intended open system. Will a utility replace equipment only to migrate to a new technology or standard? No, it will only do so if financially and/or technically motivated.

We explain in the following paragraphs how the utility can benefit most from the IEC communication standards to be able to meet the major goals of standardisation: structural cost reduction; risk management and increasing flexibility.


                                                                                                                                                                 1.     Introduction

Without standards it is almost impossible for utilities to choose several suppliers within one IT infrastructure. When using a proprietary protocol, a lot of custom-made, time-consuming and expensive solutions, e.g. gateways, are usually necessary to build up a multivendor communication environment. Therefore, the major reasons for setting up protocol communication standards seem obvious: a) optimisation of cost per unit; b) risk management; c) strategic reorientation of the utilities (a.o. flexibility) and d) optimisation of costs of assets. The users are the ones who benefit most from standardisation, but suppliers also see that standardisation is beneficial to them.

The working groups in TC57 have worked out several protocols in response to this need of utilities worldwide. An overview is given in Figure 1.

                                                                                                                                                             2.     60870-5 series

The 60870-5 protocol series is based on technology with limited performance and capacity. The costs of the infrastructure and hardware, e.g. processors and memory, have decreased tremendously and pose no restriction at the moment in the consideration to add intelligent features and functionality. The cost reduction has given the equipment more functionality and the opportunity to distribute the intelligence of the telemetry system. Substation automation systems using IEC 60870-5 series with built-in intelligence are the result. Therefore, these devices provide for a lot of utilities a reasonable and sufficient solution with proven technology and optimised price/quality ratio. Working Groups 10, 11 and 12 use the lessons learned in the new IEC 61850, which is new future technology but not proven technology yet. IEC 61850 seems another new protocol. However, it is not. It is definitely a new way of Substation Automation that affects engineering, maintenance, procedures and the utilities’ organisation and focuses on the substation environment.

                                                                                                                              3.     Will 61850 be used for telemetry?

IEC 61850 will not replace all other protocols in use now. As figure 1 shows, it has a different application where it is also dotted between control centre and substation level. It is developed to create an open communication environment in substations on station and process level, not for telecontrol and -monitoring. At the moment we expect it will not be used for telecontrol and –monitoring, because the applications and installed hardware (scada/EMS) do not support this.

A lot of utilities have started already or will start to migrate from proprietary protocols to the serial TCS101/PCS103 or the TCS104. This is already a major operation in today’s hectic utility environment. No unambiguous answer can be given to the question what protocol is the best choice for you. It highly depends on your present situation, e.g. what equipment is installed, is it obsolete or not yet? Do you have the time, money and personnel available for replacement and new projects? What is important is that your automation system is an open system in which devices are interoperable or even interchangeable, independent of the supplier. Whatever the open protocol you’ve chosen, TC57 will take care of the object mapping from the 60870-5 series to IEC 61850. It is the next work to do on the agenda of TC57. Don’t neglect the current IEC 870-5 series-based system but stick to an open system because migrating from an open IEC 60870-5 series system is much easier and more cost-effective. Meanwhile, it is important to think about and possibly set up a migration strategy.

                                                                                                                                    4.     Who benefits from a standard?

Why use standards and who benefits from them? It seems this question can easily be answered just by looking at a parallel, a GSM mobile phone. What would a GSM phone cost if every country within one continent used its own GSM standard? A supplier should be able to manufacture a lot of GSM phones when exporting. And what about the user? He will be very unhappy and frequently annoyed because for every country he needs another phone or configuration. Who will bear the costs of all these extra efforts? The user will, as always. The same situation, just as every standardisation issue, applies to communication protocols. So, I dare to conclude that the use of standard communication protocols is a very important factor (and may be most important one) that leads to structural cost reduction, maximised flexibility and risk management within the utility sector (see paragraph 1). The following benefits for utilities and suppliers are derived from this.

Utilities’ benefits are: a) open system connectivity; b) supplier independence; c) more reliable products at optimised costs; d) risk management and d) freely available knowledge and specifications.

Benefits for suppliers include: A) bigger market/able to compete on price performance instead of technical details only; B) lower costs of installation and maintenance; C) more cost-effective project implementation because of learning curve; D) fewer proprietary protocols to maintain and E) freely available knowledge and specifications.

                                                    5.     Is it enough to specify only e.g. “IEC60870-5-101/103/104 is used” in projects?

The answer is no. Why not? There are four major reasons: 1) the standard defines 90%, 10% is optional; there are some options freely to choose because of the widespread use of the standards (e.g. address length, M_EI, command parameters, Quality descriptors); 2) partial implementation is possible; not all the functions and asdu’s are implemented by all suppliers; 3) user specifications are not defined (e.g. redundancy, performance, configuration, addressing, et cetera); 4) the implemented protocol may not be in conformance with the Standard or Protocol Implementation Document (PID); because of the human interaction (e.g. programming bugs, interpretation differences, et-cetera) verification for compliance is Highly recommended or regarding our re-test statistics in fact unavoidable.

Using standard protocols has benefits, but it has transferred responsibility for the interoperability of the communication environment from supplier to utility. The standard gives the utility the opportunity to define its own requirements based on standards, instead of leaving this up to the different suppliers, as was the case when proprietary protocols were used.

                                                                                                             6.     The structured project approach in 10 steps!

After analysing several ‘bad’ experiences of utilities, our involvement in (research) projects and (type conformance) testing, we are convinced that following the structured project approach is the procedure to optimise utilities’ benefits from using standardised protocols:

1)       Ask yourself as a utility: what information do I want to exchange between locations A and B within about 2-5 or 2-10 years?

2)       Translate system functionality into protocol functionality.

3)       Which standard(s) best fit(s) my situation?

4)       Define a Protocol Implementation Document (PID). Take as the basis the PICS (Interoperability sheet) and add additional requirements. The PID is used to close all open ends in the standard and specifies the use of the standard for one network. The network can be a utility, a group of utilities, a country or a continent.

5)       This document is part of the contract between vendor and user.

The above 5 steps have to be taken before the delivery contract between supplier and utility is signed. The next few steps after signing the contract are:

6)       Only accept a third party verified protocol implementation (conformance tested and approved) in the delivered product before installing the equipment on-site, resulting in an Attestation of Conformity of e.g. KEMA. This may be done before or as part of the FAT.

7)       Interoperability testing on-site for detecting and solving configuration mismatches and telecom problems. This depends on the strategy and approach on how to put new systems into operation, which can differ per utility.

These are the steps before putting the system into operation. After the system has been put into operation the following steps apply:

8)       Update the PID with the experiences of the last project.

9)       Require a verified implementation of the updated software before installing it on site, proved by an Attestation of Conformity

The last step for the next tender is:

10)    The updated PID is part of the next tender containing the experiences of the past projects

Go to step 1 and so on. It is an iterative process, which costs a minimum of time after the first 10 steps are finished. Following this approach will result in an open system within your company resulting in the benefits as in paragraph 1 and 4.

Of course not restricted to but especially a must for utilities or areas that have not started a migration path yet (because they can start really from scratch).

                                                                                                                     7.     Structured project approach in practice.

Is this a theoretical approach or are there also parties following this approach with success? It is being used in practice and an indicator of this is the increasing number of utilities following this approach[2] and  – partly derived from it – the increasing number of IEC 60870-5-101/103/104 (conformance) tested implementations by KEMA over the last few years[3]. Putting a telecontrol connection into operation requires only a minimum of time if protocol problems are eliminated by a passed protocol conformance test. Users of the equipment tested confirm this compared to equipment that has not been conformance-tested. For more than 60% of the tested equipment a retest is necessary because of a) non-conformant behaviour; b) a reasonable cause for expecting interoperability problems and c) a reasonable cause for expecting operational problems.

The communication protocol is a small but important part of ‘utilities’ system that controls and monitors its core activities. Costs involved of not having a proper and consistent implementation of the protocol, has a range up to millions of euros. E.g. a complete area may become without power after sending a break-off command by the control centre (which means ‘do not switch’) and false interpreted by the substation control system as a normal command and executed.

                                                                                                                                        8.     Conformance testing centre

What are the requirements to be set to a test centre? Is it necessary to have a government-approved notified body that is allowed to perform the tests and issue a “certificate” or “attestation of conformity”? The costs for setting up such an official body must be borne by either the government or the party ordering the test. On the other hand, it may not be commercially interesting because of the market size. The market is relatively small and it is expensive to equip, set up and maintain the necessary requirements for such a service, as we know. The best option depends of a lot of factors and it too complicated to go into detail within the scope of this article. It is an interesting subject for further discussion and if applicable, I invite you to start this discussion.

For the IEC 60870-5 series, but also for IEC61850, from their publication up to the present time, KEMA created conformance test equipment and corresponding test plans, during its consultancy and testing activities. The “Attestation of Conformity” is accepted by a lot of utilities internationally as tangible proof that the protocol implementation in the delivered device/system complies to the standard and PID. It is granted by KEMA and accepted only because of the supplier-independent role and its reliable name within the international utility industry. In fact, the KEMA test plans form the basis for the IEC 60870-5-6 test plans, which are currently under construction.

Besides assisting utilities and supplier from initiative up to operation phase, KEMA can also assist governments or other parties in setting up and equipping (supplier-independent) test centres by offering services and facilities.


 

Figure 1: applicable IEC TC57 protocol standards

 

J.A.W. Jansen van der Sligte (j.a.w.jansenvandersligte@kema.nl)

KEMA Consulting, Protocol Competence & Test Centre

Arnhem, the Netherlands

 



[1] KEMA, global contact, 2002, second edition, “switching to standards”.

[2] KEMA, global contact, 2002, second edition, “switching to standards”.

[3] Conformance test register at www.kemaconsulting.nl.



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